This manual makes available a large number of OPSpecs® charts to help select appropriate QC procedures. These charts describe the imprecision and inaccuracy that are allowable and the statistical quality control (QC) that is necessary to assure that a required level of analytical quality will be achieved in routine testing. The charts cover the full range of analytical quality requirements that have been published as CLIA-88 proficiency testing (PT) criteria, thus, this manual provides the tools needed to select QC procedures and validate QC performance to meet U.S. regulatory requirements.
OPSpecs charts are the simplest QC planning tool currently available. Application requires only that the imprecision and inaccuracy observed for the test method be plotted on the OPSpecs chart. No calculations are required, only visual inspection of the chart.
The OPSpecs approach evolved from earlier work on a structured QC design process[1] and a simplified selection process using QC Selection Grids[2]. These earlier approaches depended on the calculation of the critical-sized systematic error and the use of power function graphs to assess the performance of QC procedures. Some power function graphs are provided in the manual to demonstrate the performance characteristics of QC procedures and to help understand the OPSpecs chart. Once understood, the OPSpecs chart provides a simpler, more practical tool for busy service laboratories. The OPSpecs charts available in this expanded edition are applicable for commonly used single-rule procedures (13.5s, 13s, 12.5s, and 12s) and multi-rule procedures (13s/22s/R4s/41s, 13s/2of32s/R4s/31s/6x) with 2 to 6 control measurements per run. More extensive applications are possible using the QC Validator® computer program which can generate OPSpecs charts for other QC procedures and for clinical and analytical quality requirements. The charts included in this manual were prepared using QC Validator and users of that program should find this manual valuable for understanding the OPSpecs approach and utilizing the program's options.
| Fast Start | iii |
| 1. Requirements for Establishing Statistical QC | 1-1 |
| U.S Governmental Regulations | 1-1 |
| CLIA Requirement for Verifaction of QC | 1-1 |
| Actual Statistical Parameters | 1-2 |
| QC Acceptability Criteria or Control Rules | 1-3 |
| Analytical Run | 1-4 |
| Number of Control Measurements | 1-4 |
| CLIA Analytical Quality Requirements | 1-5 |
| Table of CLIA proficiency testing criteria for acceptable analytical quality | 1-6 to 1-8 |
| 2. Power Function Graphs for QC Performance | 2-1 |
| Characterizing the Performance of QC Procedures | 2-1 |
| Calculating Critical-size Analytical Errors | 2-7 |
| Interpolating Power Function Graphs | 2-7 |
| Assessing the Need for QC Improvements | 2-9 |
| Prioritizing Improvements based on SEcrit | 2-10 |
| Estimating Probabilities for Run Rejection | 2-12 |
| Collecting Information for QC Assessment | 2-14 |
| Index of Power Function Graphs | 2-15 |
| POWER FUNCTION GRAPHS | 2-16 to 2-21 |
| 3. OPSpecs Charts for Selecting QC Procedures | 3-1 |
| Defining Operational Specifications | 3-1 |
| Comparing OPSpecs with Quality Goals | 3-3 |
| Relating OPSpecs to CLIA PT Requirements | 3-3 |
| Deriving OPSpecs from Quality-Planning Models | 3-4 |
| Relating Power Function Graphs to OPSpecs Charts | 3-6 |
| Preparing OPSpecs Charts | 3-9 |
| Applying OPSpecs Charts | 3-9 |
| OPSpecs QC Selection Guidelines | 3-13 |
| QC Validation Report Form | 3-15 |
| INDEX OF OPSPECS CHARTS | 3-17 |
| OPSPECS CHARTS | 3-20 to 3-119 |
| For Ns of 2, 3, 4, 6: Quality Requirements of 0.5%, 1.0%, 2.0%, 3.0%, 4.0%, 5.0%, 6.0%, 7.0%, 8.0%, 9.0%, 10.0%, 12.0%, 14.0%, 15.0%, 16.0%, 18.0%, 20.0%, 22.0%, 25.0%, 28.0%, 30.0%, 35.0%, 40.0%, 45.0%, 50.0% |
| 4. Total Quality Control (TQC) Strategies for Assuring Analytical Quality | 4-1 |
| General Guidelines | 4-2 |
| Step-by-step Guidelines | 4-4 |
| Total QC Strategy Documentation Forms | 4-6 to 4-8 |
| 5. Example Applications | 5-1 |
| Glucose, Urea Nitrogen, Calcium, Sodium, pH, PCO2, PO2, Hemoglobin, Leukocyte count, Erythrocyte count, Prothrombin time, Activiated partial thromboplastin time, Fibrinogen, Cortisol, Thyroxine, Follicle-stimulating hormone, Theophylline, Digoxin, Valproic acid, IgG, IgA, IgM | |
| 6. Selected Bibliography | 6-1 |
| 7. Glossary | 7-1 |
| Control Rules | 7-1 |
| Terms | 7-2 |
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WesTgard® Quality Corporation, P.O. Box 2026,
Ogunquit ME 03907
Call 207-646-1553 or e-mail westgard@westgard.com
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